By Sarah Beth Felix CEO, Palmera Consulting; AML Intelligence Columnist THE U.S. Department of the Treasury’s sanctions enforcement agency, OFAC on Tuesday issued an $11.8 million penalty against Interactive Brokers. As far as I’m concerned this penalty could easily have been much higher, given the shortcomings that were shown up. On the other hand, if Read More
Home » OPINION: 9 lessons from OFAC’s $11.8 million penalty on Interactive Brokers
OPINION: 9 lessons from OFAC’s $11.8 million penalty on Interactive Brokers
- AML Peers
- door Stephen Rae
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