Flow Traders hiring Compliance Officer, Core in Amsterdam, North Holland, Netherlands

Flow Traders is looking for a Junior Compliance Officer with a focus on Core Compliance duties to join our Compliance team in our Amsterdam office. In this role you will be part of the second line of defence (2LoD) which comprises oversight and compliance functions.Your core duty will be to run processes and controls relating to core compliance functions in the firm. Specifically, you will be responsible for personal transactions monitoring, gifts and entertainment monitoring, open period administration, communications surveillance, and procedures related to market soundings and associated cleansing. You will directly report to the Team Lead AML & Monitoring.What you will doReview disclosures made by EMEA employees relating to conflicts of interest, gifts and entertainment, and personal transactionsPerform monitoring tasks related to the enforcement of policies relating to conflicts of interest, gi  Read More